Psychology
for Lawyers
transference | countertransference
Preface
"[T]ransference might be thought of as a means
used by the brain to make sense of current experience by seeing the
past in the present and limiting the input of new information."
--Darnell Ladson & Randon Welton, Recognizing
and Managing Erotic and Eroticized Transferences, Psychiatry
(2007)
"[T]he greatest cause of our alienation from our
real selves is our neurotic involvements with other people, the historical
hangovers from childhood, the irrational transferences, in which past
and present are confused, and in which the adult acts like a child."
--Abraham H. Maslow, The Farther Reaches of Human Nature 65
(New York: Viking Press, 1971)
Thomas L. Shaffer & James R. Elkins, Legal
Interviewing and Counseling 61-65
(St. Paul, Minnesota: Thompson West, 4th ed., 2005) (revised)
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It is uncommon, in professional relations outside the
therapeutic setting, for the professional ("helper") to learn
how to take account of his feelings; feelings are simply left to take
care of themselves or we find ways to help us forget the feelings we
have. They are just there, to be left alone, undisturbed, or perhaps,
more problematic, actively ignored or suppressed. They receive little
attention (in legal education or continuing legal education programs)
or conscious thought, and there is generally no effort to understand
how they might influence interactions with clients (or with other lawyers,
or judges), or how one might identify and make use of these feelings.
We take our feelings for granted, and in doing so, give little thought
to the kind of questions that might make us more aware of these feelings:
Do I approach all my clients with the same kind of attitude, a professional
attitude that has become a legal persona? Or do I allow
myself to put aside the mask and respond to each client as the person
he or she is or wishes to be? Do I respond to the story the client tells
with its unique particulars or to the story as a genre whose plot I
have memorized so well that there is no longer a need to listen?
When we talk about the feelings of a client for a lawyer, or the lawyer
for and about a client (including negative feelings), we have entered
the realm of transference and countertransference, terms probably not
familiar to most lawyers. Feelings associated with a countertransference
can be witnessed in unexpected behavior, strong feelings (affection
and hostility are common), a quick reply, a rebuke, browbeating, abruptness,
verbal threats, power moves, seductive behavior. Here are a few clues,
from Saxe and Kuvin's "Notes on the Attorney-Client Relationship,"
clues that signal countertransference in lawyer-client relationships.
[David B. Saxe & Seymour F. Kuvin, Notes on the Attorney-Client
Relationship, 2 J. Psychiatry & L. 209 (1974)] When
these signals are ignored, the client rather than the lawyer is made
to bear the burden of them:
--Feelings of discomfort during or after meetings with the client
("most likely indicate inability on the part of the attorney
to understand and honestly deal with certain kinds of material which
touch on the attorney's own problems").
--Carelessness and discourtesy toward the client, such as being late
for appointments, permitting avoidable interruption, or making appointment
arrangements that are inconvenient for the client. ("Despite
the rationalizations . . . this is usually an . . . indication of
his hostility toward his client or his fear that the coming appointment
will further produce material that will cause anxiety in the attorney.")
--Strong affectionate feelings for the client, which feelings are
usually recognized when the client is of the opposite sex and repressed
when he or she is not.
--Inclinations to boast, to colleagues or client, on the importance
of the matter the client brings in ("indicative of the attorney's
damaged self-concept and his lowered self-esteem . . . a reparative
maneuver").
--Avoidance of the client and neglect of his case (the principal
source of complaint about lawyers to bar-association grievance committees)
("may indicate serious neurotic conflicts").
--Gossip with others about the client ("[C]ausations may include
. . . need to associate with peer group . . . psycho-sexual pathology
. . . self-defeating or self-destructive mechanism").
--A tendency to "hammer away at minutiae beyond the scope of
even the most intelligent lament." Saxe and Kuvin see this as
a manifestation of aggression, and note that it often occurs with
a client who is perceived as dissatisfied with the lawyer. "If
the attorney is blind to his vulnerability in this area, and contracts
with a client who is neurotically 'pain-dependent,' the conduct of
the case is usually chaotic, and the end result is usually a disaster
for the client . . . ."
--Boredom or drowsiness--"the most important of all responses."
Saxe and Kuvin believe this to be "almost inevitably an indicator
of extreme anxiety produced in the attorney." The agenda then,
of course, would be to locate the source of the anxiety.
Howard F. Stein in his work on countertransference in physician-patient
relationships observes that "we discover and recognize" the
power of the countertransference "only by stumbling on it, by feeling
disturbed by it, or by having someone else identify it."
[Howard F. Stein, The Psychodynamics of Medical Practice: Unconscious
Factors in Patient Care 21 (Berkeley: University of California
Press, 1985)] There is an element of surprise--sometimes
confusion, anger, or shame--that comes from this stumbling onto our own
feelings. "When we 'accidentally' let slip our feelings--through
words, tone of voice, gestures, impulsive actions--we often feel surprised
if not overwhelmed by such lapses in self-control." [Id.
at 42] Whenever a feeling is denied or ignored and then
finds its way back into the conversation or is acted out in behavior,
it is overdetermined, which means it is differentiated from on-going
reactions by having an unexpected power, a way of making itself known
that is unexpected and that takes us by surprise. "It strikes us,"
Stein says, "unprepared." [Id.
at 43]
The countertransference is threatening because it conflicts with the
role expectations we have consciously defined for our work with a client.
In the world of feeling, a lawyer has no more expertise or knowledge
than her client. The compartmentalization of role and self collapse
in professional life when we recognize and work with countertransference
feelings. Role and persona are ways to institutionalize, that
is, regularize and routinize, the professional's response in confusing
and threatening situations. But feelings are embedded in even the most
routinized response. By gaining insight into countertransference, we
see an aspect of the unconscious operating inside and beyond the mask
of professionalism.
Readings
"Transference and Countertransference,"
in Willard Gaylin, Talk Is Not Enough: How Psychotherapy Really
Works 72-78 (Boston: Little, Brown & Co., 2000)
Thomas L. Shaffer, Undue Influence, Confidential Relationship, and
the Psychology of Transference, 45 Notre Dame Lawyer 197, 204-215, 235-237
(1970)
Freud
on Transference [freudfile.org, Romanian
Association For Psychoanalysis Promotion]
Class Videos
Class Viewing 1: Perspectives
on Transference
[1:51:33 mins.] [discussion
featuring Charles Brenner, Norman Doidge, Walter Freeman, Arnold
Modell, Bradley Peterson, & David Pincus] [begin presentation
at 5:36 with David Pincus introducing a paper and the panel; end
at 10:26 mins.] [David Pincus is a clinical psychologist]
[interesting exchange, at 44:01 (David Pincus),
45:00 mins. (Charles Brenner), 45:37 mins. (Bradley Peterson); the
exchange ends at 47:37 mins.] [a second interesting exchange begins
at 57:28 mins. , end at 1:04:10 mins.]
[commentary by Charles Brenner begins
at 11:28 mins. and ends at 18:32 mins.] [Walter Freeman commentary
begins at 19:33 mins. and ends at 27:58 mins.] [Norman Doidge comments
begin at 27:58 mins. and ends at 34:39 mins.] [Arnold Modell begins
at 34:39 and ends at 37:10 mins.] [Bradley Peterson begins at 37:25
mins.]
Class Viewing 2: C.G.
Jung on Transference and Archetypes [9:59
mins.] [begin video at 0:29 mins.; end at 1:19 mins., or for a longer
version (that includes Jung's commentary on transference that includes
an archetypal analysis, end at 7:52 mins.]
Class Viewing 3: Transference
and Projection [41:53 mins.] [Richard Hill, psychotherapist
at the Davis Health Centre in Sydney, Australia] [in-class presenation,
end at 9:04 mins.] [the role of projection in psychotherapy] [unconscious
patterns that play out in our encounters]
Class Viewing 4: What
Is Transference? [6:08 mins.] [Toronto Psychoanalytic
Society] [Susan K. Moore talks with Donald L. Craveth, a psychoanalyst]
Class Viewing 5:
Susie
Orback on Psychoanalysis [38:14
mins.] [commentary on an expansive view of counter-transference;
begins at 6:48 mins., ends at 11:16 mins.]
Class Viewing 6: Effectiveness
of Tranference Focused Therapy for Borderline Personality Disorder
[8:41 mins.] [Frank Yeomans] [New York City psychiatrist
& psychotherapist; Yeomans' primary interests are the development,
investigation, teaching, and practice of psychotherapy for personality
disorders] [end presentation at 7:22 mins.]
Class Viewing 7: David
Richo: Transference in Daily Life and Relationships [21:50
mins.] [Richo is a psychotherapist] [Richo's presentation begins at
1:20 mins.; for a brief presentation end at 5:16 mins.; an extended
presentation ends at 18:58 mins.] Pt2
[21:31 mins.] Pt3
[21:22mins.]
Class Viewing 8: Adam
Phillips: One Way and Another [57:31
mins.] [comment begins at 50:58 mins., ends at 52:10 mins.] [focus on
countertransference]
Reference (Videos)
Freud
and Transference
[2:48 mins.]
Transference,
Countertransference, Projection, and Counterprojection
[5:51 mins.] [Peter Walker]
Countertransference:
Difficult Feelings in Therapeutic Work
[16:20 mins.] [Mark Sehl]
Transference &
Countertransference
[3:45 mins.]
Transference in
the Psychotherapy Process
[5:57 mins.]
Sexual Transference
and Countertransference in Psychodynamic Therapy
[14:50 mins.]
Transference
& Countertransference in Vicarious Trauma
[5:19 mins.]
Trauma & Transference
in Therapy
[14:48 mins.] [Eric Wolterstorff describes the
process of traumatic transference and how it emerges in the therapeutic
context.] Pt2
[14:35 mins.] Pt3
[14:39 mins.]
Pt4 [14:41 mins.] Pt5
[11:21 mins.]
"In Treatment":
Testing Paul
[7:58 mins.]
Transference
[3:59 mins.] [Soul Salt Coaching]
Transference,
Projection, and Boundaries
[3:52 mins.] [Soul Salt Coaching]
Take
a Journey Inward. What Is Psychoanalysis?
[3:27 mins.]
Transference
[34:24 mins.] [Corey Human]
The Transference
Along the Analytic Process
[1:3:28 mins.] [Jacques Siboni] [Lacian perspective]
Reference (David Richo)
On Wounds
[1:53 mins.] On
Trust [3:32 mins.] On
the Journey [2:37 mins.]
David Richo with
Scott London
[3:26 mins.]
On Coming Home
to Who You Are
[3:56 mins.]
Reference (Videos)(Law School Library)
Murray Stein Interviews Dr. Mario Jacoby
[AJC Seminar #2, "Transference, the Therapeutic Relationship
and Transformation in Analysis, Dk. 1 of 2] [approx. 16 mins. of the
first part of the interview] [On Dr. Jacoby's work on transference,
see Mario Jacoby, The Analytic Encounter: Transference and Human
Relationship (Toronto: Inner City Books, 1984)] [Mario
Jacoby bio] [Murray Stein discussion
of transference and countertransference; discussion begins at
3:03 mins.; video extends to 12:11 mins.]
Reference (Articles)
Louis H. Hamel & J. Timothy Davis, Transference and Countertransference
in the Lawyer-Client Relationship: Psychoanalysis Applied in Estate
Planning, 25 Psychoanalytic Psychology 590 (2008)
Reference (Web Resources)
Transference:
Uses and Abuses
[Joseph Burgo]
Clarifying
and Re-mystifying Transference, Counter-Transference and Co-transference
[Gary Tompkins]
C.G.
Jung on Transference
[Maxson J. McDowell]
"In Treatment"
"In Treatment": Transference and Countertransference [Paul
Weston and Lauria; Season 1, Dk.1, Episode 1; Dk.2, Episode 6; Dk.3,
Episode 11, Dk4. Episode 16; Dk.5, Episode 21; Dk.6, Episode 26; Dk.7,
Episode 31; Dk.8, Episode 36]
Contact Professor Elkins
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